Him The U.S. Department of Justice (DOJ) recently announced a new Department-wide Corporate Enforcement and Voluntary Disclosure Policy, establishing a single framework for how federal prosecutors evaluate voluntary self-disclosure, cooperation, and remediation by companies facing potential criminal liability.
The DOJ released the updated policy on March 10, 2026, applying it across all DOJ criminal components except the Antitrust Division. This represents the Department’s most significant step yet toward standardizing how corporate cooperation credit is determined, a move intended to replace years of inconsistent, overlapping policies spread across various DOJ offices and divisions.
Background: From Patchwork to Policy
For nearly a decade, DOJ has encouraged companies to voluntarily disclose wrongdoing in exchange for leniency. Early efforts date back to the 2017 Corporate Enforcement Policy, which grew out of the FCPA Unit’s pilot program. That policy provided the potential for declinations and other benefits for companies that self-reported misconduct, fully cooperated, and remediated violations.
Over time, different DOJ components, from the National Security Division to the Environmental and Natural Resources Division and multiple U.S. Attorneys’ Offices, adopted their own versions. This created uncertainty for companies with conduct touching multiple jurisdictions, as criteria and benefits varied.
The Department-wide CEP seeks to resolve that issue by creating a uniform, department-wide standard for evaluating corporate disclosures and cooperation credit.
Key Features of the New Framework
The unified policy largely mirrors the Criminal Division’s version but includes notable refinements. Major points include:
· Standardized cooperation benefits. A company that voluntarily discloses, fully cooperates, and remediates misconduct remains eligible for a declination. Companies that fall short — the “near miss” category — can still receive substantial credit, including non-prosecution agreements (NPAs) and a 50–75% reduction off the lower end of the Sentencing Guidelines fine range.
· Disclosure must be made to DOJ. To qualify, the initial disclosure must be made directly to the appropriate DOJ component, before any imminent threat of investigation, and without a preexisting duty to report. Disclosures made only to civil or regulatory agencies generally will not qualify, reinforcing the need to distinguish criminal from civil issues early.
· Prompt evaluation by prosecutors. The new framework directs DOJ attorneys to evaluate voluntary disclosures and communicate eligibility decisions “as soon as practicable,” formalizing an expectation of timely feedback that previously varied by office.
· Consistency and oversight. The policy requires coordination and approval through Main Justice (including the Office of the Deputy Attorney General) to ensure consistent nationwide application.
Strategic Implications for Companies
For corporate compliance teams, the new Policy simplifies, but does not necessarily ease, the calculus around voluntary disclosure. The DOJ has reaffirmed its expectation that companies will act quickly and transparently when uncovering potential criminal misconduct.
While uniformity enhances predictability, companies must still carefully evaluate:
· Whether the potential violation is criminal in scope;
· Which DOJ component has jurisdiction;
· How and when to engage with the Department; and
· The collateral effects of a disclosure on regulatory, civil, or shareholder exposure.
The new CEP provides a clearer roadmap but not a risk-free one. The DOJ’s message is direct: early disclosure and robust cooperation yield the broadest leniency; delay or half measures will narrow that path considerably.
Corporate Wrong Doing?
Sources:
1. https://www.wiley.law/article-New-DOJ-corporate-enforcement-and-voluntary-disclosure-policy-brings-uniformity-to-cooperation-credit-in-federal-criminal-cases
2. https://www.akingump.com/en/insights/alerts/doj-speaks-with-one-voice-what-the-new-department-wide-cep-means-for-corporate-self-disclosure
3. https://www.justice.gov/opa/pr/department-justice-releases-first-ever-corporate-enforcement-policy-all-criminal-cases
4. https://www.wilmerhale.com/en/insights/client-alerts/20260312-doj-announces-department-wide-corporate-enforcement-and-voluntary-self-disclosure-policy
5. https://www.cadwalader.com/resources/clients-friends-memos/doj-introduces-first-ever-department-wide-corporate-enforcement-policy
6. https://www.lathamreg.com/2026/03/doj-corporate-enforcement-update-the-new-department-wide-self-disclosure-policy/
7. https://www.alston.com/en/insights/publications/2026/03/doj-new-corporate-enforcement-policy
8. https://www.clearygottlieb.com/news-and-insights/publication-listing/doj-releases-first-department-wide-corporate-enforcement-policy
9. https://www.aoshearman.com/en/insights/us-doj-releases-new-uniform-corporate-enforcement-policy
10. https://www.jdsupra.com/legalnews/doj-announces-department-wide-corporate-4290006/
11. https://www.kirkland.com/publications/kirkland-alert/2026/03/doj-releases-first-ever-department-wide-corporate-enforcement-policy
12. https://www.clearyenforcementwatch.com/2026/03/doj-releases-first-department-wide-corporate-enforcement-policy/
13. https://www.hoganlovells.com/en/publications/closing-the-gap-the-doj-aligns-corporate-selfdisclosure-incentives-across-components
14. https://www.jdsupra.com/legalnews/doj-solidifies-its-universal-policy-for-3313886/
15. https://www.debevoise.com/insights/publications/2026/03/doj-announces-department-wide-corporate-enforce
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